Post-Test: Anti Bribery and Corruption (Corporate Liability)

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* 1. Please key in your staff ID

Staff ID

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* 2. Please indicate your programme date and time

Date/Time

Date

Time

AM/PM

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* 3. The Guidelines on Adequate Procedures issued by the Prime Minister’s Department are meant to guide commercial organisations in understanding what are the adequate procedures that should be applied to prevent corrupt practices.

True

False

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* 4. What are the punishments, on conviction, for any commercial organisation who committed an offence on Corporate Liability?

Fine not less than 5 times the sum or value of the gratification involved or RM1 million, whichever is higher; imprisonment term not exceeding 10 years; or both.

Fine not less than 10 times the sum or value of the gratification involved or RM1 million, whichever is higher; imprisonment term not exceeding 10 years; or both.

Fine not less than 10 times the sum or value of the gratification involved or RM10 million, whichever is higher; or both.

Fine not less than 10 times the sum or value of the gratification involved or RM1 million, whichever is higher; imprisonment term not exceeding 20 years; or both.

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* 5. Section 17A of the Malaysian Anti-Corruption Commission Act 2009 governs the offence of corruption committed by persons associated with a commercial organisation being liable for such acts.

True

False

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* 6. If a corporate entity XYZ Sdn Bhd is charged under Section 17A of the MACC Act, will XYZ’s senior management be held liable under the corporate liability provisions?

Yes

It depends on how the company can succeed in establishing the “due diligence” defence

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* 7. Which of the following statement is correct on defence for a commercial organisations against Corporate Liability?

A commercial organisation proves that it “had in place adequate procedures designed to prevent persons associated with the commercial organisation from undertaking such conduct”.

A commercial organisation proves that it “had no knowledge or aware on the bribery and corruption act committed by persons associated with the commercial organisation from undertaking such conduct”.

A commercial organisation proves that it “had disclaimed from being associated with persons who perform service for the commercial organisation”

None of the above

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* 8. What are the avenues for staff to report suspected bribery and corruption incident(s) in the Bank as stated in the Whistle-Blower Policy of Alliance Bank Group (“ABG”)?

Report internally to the Group Chief Executive Officer

Report internally to the Chairman, Board of Directors of Alliance Bank Malaysia Berhad.

Report internally to the Chairman, Group Audit Committee.

Report externally to the Bank Negara Malaysia or Securities Commission.

All of the above

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* 9. A customer of the Bank requests your assistance in securing employment for his nephew. As a relationship manager who has been servicing this customer for several years, what should he do?

The relationship manager will conduct an interview with the candidate.

Refuse the customer’s request immediately while still being polite.

Inform the customer that this will undergo the normal Human Resource hiring processes to assess the candidate’s suitability.

Arrange a personal meeting with the customer during weekend to discuss further on the job requirements before accepting the resume.

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* 10. What are the five principles of T.R.U.S.T.?

Tone from the Top, Risk Assessment, Undertake Control Measures, Systematic Review, Training and Communication

Top Level Commitment, Risk Assessment, Undertake Control Measures, Systematic Review, Monitoring and Enforcement, Training and Communication

Tone from the Top, Right Assessment, Understand Risks, Systematic Review, Monitoring and Enforcement, Training and Communication

Top Level Commitment, Right Assessment, Understand Risks, Systematic Review, Monitoring and Enforcement, Training and Communication

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* 11. The following are examples of red flags on bribery and corruption:

I) Request for unusual contract terms.

II) Attempting to bypass the standard tendering process.

III) Receiving commission payments from vendors.

IV) Buying for or receiving from customer lavish gifts on a frequent basis.

I and II

I, II and III

I, III and IV

All of the above

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* 12. Can I receive any gift from a vendor or consultant before the tender and award process is approved by the Bank?

Yes

Post-Test: Anti Bribery and Corruption (Corporate Liability)

Question Title

* 1. Please key in your staff ID

Question Title

* 2. Please indicate your programme date and time

Question Title

* 3. The Guidelines on Adequate Procedures issued by the Prime Minister’s Department are meant to guide commercial organisations in understanding what are the adequate procedures that should be applied to prevent corrupt practices.

Question Title

* 4. What are the punishments, on conviction, for any commercial organisation who committed an offence on Corporate Liability?

Question Title

* 5. Section 17A of the Malaysian Anti-Corruption Commission Act 2009 governs the offence of corruption committed by persons associated with a commercial organisation being liable for such acts.

Question Title

* 6. If a corporate entity XYZ Sdn Bhd is charged under Section 17A of the MACC Act, will XYZ’s senior management be held liable under the corporate liability provisions?

Question Title

* 7. Which of the following statement is correct on defence for a commercial organisations against Corporate Liability?

Question Title

* 8. What are the avenues for staff to report suspected bribery and corruption incident(s) in the Bank as stated in the Whistle-Blower Policy of Alliance Bank Group (“ABG”)?

Question Title

* 9. A customer of the Bank requests your assistance in securing employment for his nephew. As a relationship manager who has been servicing this customer for several years, what should he do?

Question Title

* 10. What are the five principles of T.R.U.S.T.?

Question Title

* 11. The following are examples of red flags on bribery and corruption:I) Request for unusual contract terms.II) Attempting to bypass the standard tendering process.III) Receiving commission payments from vendors. IV) Buying for or receiving from customer lavish gifts on a frequent basis.

Question Title

* 12. Can I receive any gift from a vendor or consultant before the tender and award process is approved by the Bank?

* 11. The following are examples of red flags on bribery and corruption:

I) Request for unusual contract terms.

II) Attempting to bypass the standard tendering process.

III) Receiving commission payments from vendors.

IV) Buying for or receiving from customer lavish gifts on a frequent basis.