DFI/SEC/NASAA Event Question Title * 1. Name Question Title * 2. Email Address Question Title * 3. City, State Question Title * 4. Are you over the age of 65? Yes No Question Title * 5. Years of Investment Experience Question Title * 6. If you get advice from a financial professional, please identify the type of professional. Select all that apply. Broker Dealer Agent (BD) Investment Adviser (IA) Dual Registered Representative (Both a BD and IA) Insurance Agent Other (please specify) Question Title * 7. What is your financial professional's title? Question Title * 8. Types of Account. Select all that apply. Brokerage Account (individual or joint) IRA 401(k) 403(b) Other (please specify) Question Title * 9. Type of Investments Stocks Bonds Mutual Funds Private Placements REITs – Publicly Traded REITs – Nontraded Treasuries Bank CDs Annuities Cryptocurrency Other (please specify) Done
