Commodity Futures Trading Commission Confidential Customer Survey

Washington, D.C. – On January 30, 2023, the filed a civil enforcement action in the U.S. District Court for the Southern District of Texas, charging fraud and misappropriation against defendants Marcus Todd Brisco, Yas Castellum LLC, Yas Castellum Financial LLC, Tin Quoc Tran, Francisco Story, Fredirick Safranko a/k/a Ted Safranko, SAEG Capital General Management LP, and Michael Shannon Sims.  In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, disgorgement of any ill-gotten gains, civil monetary penalties, permanent trading and registration bans, and a permanent injunction against further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.
 
Customers can complete this survey or contact DOEcustomerinquiry@cftc.gov. 

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* 1. What is your name, or the name of the investor?

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* 2. Please provide

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* 3. What is your preferred way of contact?

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* 4. Are you a U.S. Citizen?

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* 5. How much did you invest?

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* 6. How much of your funds were returned to you?

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* 7. What was your total account value?

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* 8. Who was your sponsor?

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* 9. Is there any additional information that you would like us to know?

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