CFTC v. Brisco, Civil Action No. 4:23-CV-00336 Confidential Customer Survey |
Commodity Futures Trading Commission Confidential Customer Survey
Washington, D.C. – On January 30, 2023, the filed a civil enforcement action in the U.S. District Court for the Southern District of Texas, charging fraud and misappropriation against defendants Marcus Todd Brisco, Yas Castellum LLC, Yas Castellum Financial LLC, Tin Quoc Tran, Francisco Story, Fredirick Safranko a/k/a Ted Safranko, SAEG Capital General Management LP, and Michael Shannon Sims. In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, disgorgement of any ill-gotten gains, civil monetary penalties, permanent trading and registration bans, and a permanent injunction against further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.
Customers can complete this survey or contact DOEcustomerinquiry@cftc.gov.