Insights on Firms, WealthTech & Fund Managers

Question Title

* 1. THANK YOU for taking part in this important industry survey which will help us identify the companies and businesses that deserve recognition.

Which brokerage/firm are you associated with?

Brokerage name

Province

Question Title

* 2. How does the brokerage rate on the following criteria? (1 poor - 5 excellent)

	1	2	3	4	5
Advisor support (technology & back office)	Advisor support (technology & back office) 1	Advisor support (technology & back office) 2	Advisor support (technology & back office) 3	Advisor support (technology & back office) 4	Advisor support (technology & back office) 5
Corporate culture & ethics	Corporate culture & ethics 1	Corporate culture & ethics 2	Corporate culture & ethics 3	Corporate culture & ethics 4	Corporate culture & ethics 5
Diversity	Diversity 1	Diversity 2	Diversity 3	Diversity 4	Diversity 5
Training	Training 1	Training 2	Training 3	Training 4	Training 5
Compliance & regulation	Compliance & regulation 1	Compliance & regulation 2	Compliance & regulation 3	Compliance & regulation 4	Compliance & regulation 5
Compensation	Compensation 1	Compensation 2	Compensation 3	Compensation 4	Compensation 5
Helping build your business	Helping build your business 1	Helping build your business 2	Helping build your business 3	Helping build your business 4	Helping build your business 5

Question Title

* 3. What tech products would you recommend for the following?

Robo-Advisor

Digital marketing

CRM

Financial planning software

Portfolio management

Services (other)

Question Title

* 4. Is there a wholesaler or BDM that you work with which you would nominate to be recognized?

Name

Province

Email

Question Title

* 5. How would you rate this wholesaler on the following? (1 poor - 5 excellent)

	1	2	3	4	5
Response time	Response time 1	Response time 2	Response time 3	Response time 4	Response time 5
Product knowledge	Product knowledge 1	Product knowledge 2	Product knowledge 3	Product knowledge 4	Product knowledge 5
Communication	Communication 1	Communication 2	Communication 3	Communication 4	Communication 5
Educating advisors on the newest launches/funds	Educating advisors on the newest launches/funds 1	Educating advisors on the newest launches/funds 2	Educating advisors on the newest launches/funds 3	Educating advisors on the newest launches/funds 4	Educating advisors on the newest launches/funds 5

Question Title

* 6. Which fund provider would you recommend to work with?

Name

Province

Question Title

* 7. How would you rate this fund provider on the following? (1 poor - 5 excellent)

	1	2	3	4	5
Customer service	Customer service 1	Customer service 2	Customer service 3	Customer service 4	Customer service 5
Diversity in product selection	Diversity in product selection 1	Diversity in product selection 2	Diversity in product selection 3	Diversity in product selection 4	Diversity in product selection 5
Advisor Support	Advisor Support 1	Advisor Support 2	Advisor Support 3	Advisor Support 4	Advisor Support 5
Innovative product suite	Innovative product suite 1	Innovative product suite 2	Innovative product suite 3	Innovative product suite 4	Innovative product suite 5

Question Title

* 8. Please identify a fund provider/manufacturer that you would nominate to be recognized (if applicable)

Best ETF Provider

Best Hedge Fund Provider

Best Mutual Fund Provider