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DTCC CTM
SBH Broker Questionnaire
1.
Does your firm use DTCC CTM?
Yes
No
Plan to use in the future
Other (please specify)
2.
What are the main reasons for adopting CTM in your firm?
Improved trade efficiency
Reduced operational risks
Streamlined trade confirmation and settlement
Cost savings and efficiencies
Other (please specify)
3.
What are the key benefits you have experienced with CTM implementation?
Faster trade processing
Enhanced accuracy in trade settlements
Better visibility into trade lifecycle
Improved communication with counterparties
all of the above
Other (please specify)
4.
What other positive aspects or advantages have you observed with CTM usage?
Improved data accuracy
Faster settlement cycles
Simplified reconciliation processes
Other (please specify)
5.
Have you encountered any challenges or drawbacks while using CTM?
Yes, (please specify) ___________________.
No, we haven't faced any significant challenges.
Not applicable (we haven't used CTM long enough to determine challenges)
Other (please specify)
6.
Are there any specific limitations or areas where CTM falls short of meeting your expectations?
Yes, please describe the limitations.
No, CTM meets our expectations.
Other (please specify)
7.
How responsive and helpful has the CTM support team been in addressing your concerns or issues?
Very responsive and helpful
Somewhat responsive and helpful
Not responsive or helpful
Not applicable (we haven't interacted with the support team)
Other (please specify)
8.
Do you believe there is room for improvement in terms of CTM's functionalities or features?
Yes, please provide suggestions.
No, CTM's functionalities are adequate
Not applicable (we haven't identified specific improvements)
Other (please specify)
9.
Is CTM willing to customize their output to match client needs?
Yes, provide example below.
No.
Not applicable.
Other (please specify)
10.
What are the different levels of trade discrepancy resolution in CTM, based on complexity?
Basic
Moderate
Advanced
Complex
Other (please specify)
11.
How has the adoption of CTM impacted your post-trade processes, contributed to reducing operational risks, streamlined trade confirmation and settlement processes, and enhanced collaboration and communication with counterparties?
Reduced manual intervention
Improved audit trail
Faster and more reliable communication
Enhanced third party data sharing capabilities.
Improved transparency in trade status.
Other (please specify)
