Private Sector Terrorist Financing Risk Assessment
Questionnaire
Date Period 2020-2023

Notes and Disclaimers:

The data period for this survey is 2020 to 2023 and has been chosen to coincide with the end of the data period of the last TF risk assessment conducted in 2020. It is not indicative of any supervisory requirements regarding the collection of data.

Your answers will be kept confidential and will only be used in aggregate form and for the purposes of this risk assessment exercise. No individual entity will be identified within the risk assessment report and responses will not be used to assess compliance of individual entities.

Question Title

* 1. Financial Sector (Select all that apply)

Banking

Financing

Insurer

Insurance Intermediary

Investment Business

Money Services Business

TCSP

Insolvency

VASP

Question Title

* 2. Licence Type (Select all that apply)

Class I Trust

Class II Trust

Class III

Restricted Class II Trust

Restricted Class III

Company Management

General Banking

Money Services

Financing Business

Captive Insurer

Domestic Insurer

Insurance Agent

Insurance Broker

Loss Adjuster

Approved Investment Manager

Asset & Investment Manager

Broker/Dealer

Asset Administrator

Custodian

Exchange

VASP

Question Title

* 3. Position in company

Understanding of Terrorist Financing Risk

Question Title

* 4. Has your organisation conducted a TF risk assessment (i.e. as part of its institutional risk assessment or an independent TF assessment)?

We have carried out a TF risk assessment during the data period.

We are currently working on a TF risk assessment.

We have considered TF risk, but have not completed a full TF risk assessment.

We have not conducted a TF risk assessment.

Question Title

* 5. Does your organisation have risk mitigation policies and procedures that specifically refer to and address TF risk?

We have risk mitigation policies and procedures, updated within the data period, that specifically address TF risk.

We have risk mitigation policies and procedures, updated during the data period that refer to and address TF risk to some extent.

We have risk mitigation policies and procedures that cover TF to some extent but have not been updated during the data period.

We do not have risk mitigation policies and procedures that refer to and address TF risk.

Question Title

* 6. Has your organisation implemented the targeted controls identified in its policies and procedures to mitigate against TF risk based on the findings of your TF risk assessment?

We have implemented all relevant controls in line with the findings of our TF Risk Assessment.

We have implemented some controls based on the findings of our TF Risk Assessment.

We have implemented some TF controls independent of a TF Risk Assessment.

We have not implemented any controls based on any TF Risk Assessment.

Question Title

* 7. Knowledge and understanding of TF Risk

All relevant staff are fully aware of TF risk and the TF risk to which the Territory is exposed and understand how it impacts the work of our organisation.

Most relevant staff are fully aware of TF Risk and the TF risk to which the Territory is exposed and understand how it impacts the work of our organisation.

Some staff are aware of TF risk and the TF risk to which the Territory is exposed and understand how it impacts our organisation and sector.

Staff are generally unaware of TF risk and the TF risk to which the Territory is exposed and how it impacts our organisation and sector.

Question Title

* 8. Have your employees had training in relation to TF and TF risk?

All employees have been trained on TF and the identification of TF within the last 3 years.

Most employees have been trained on TF and the identification of TF within the last 3 years.

Most employees have not been trained on TF and the identification of TF within the last 3 years.

No training on TF and the identification of TF has been provided to employees within the last 3 years.

Payment Methods

Question Title

* 9. Please indicate the preferred method used by your organisation to receive payments for services:

Cash

Cheque

Wire Transfer

Credit/Debit Card

Virtual Asset

Other (please specify)

Question Title

* 10. What is the maximum amount of cash, per transaction, that your organisation will accept for payment of services?

Question Title

* 11. Please indicate the approximate percentage of total payments received via each method for the periods 2020 - 2023.

	2020	2021	2022	2023
Cash	Cash 2020 menu	Cash 2021 menu	Cash 2022 menu	Cash 2023 menu
Cheque	Cheque 2020 menu	Cheque 2021 menu	Cheque 2022 menu	Cheque 2023 menu
Wire Transfer	Wire Transfer 2020 menu	Wire Transfer 2021 menu	Wire Transfer 2022 menu	Wire Transfer 2023 menu
Credit/Debit Card	Credit/Debit Card 2020 menu	Credit/Debit Card 2021 menu	Credit/Debit Card 2022 menu	Credit/Debit Card 2023 menu
Virtual Asset	Virtual Asset 2020 menu	Virtual Asset 2021 menu	Virtual Asset 2022 menu	Virtual Asset 2023 menu
Other	Other 2020 menu	Other 2021 menu	Other 2022 menu	Other 2023 menu

Page1 / 1

100% of survey complete.

Private Sector Terrorist Financing Risk AssessmentQuestionnaire Date Period 2020-2023

Notes and Disclaimers:

Question Title

* 1. Financial Sector (Select all that apply)

Question Title

* 2. Licence Type (Select all that apply)

Question Title

* 3. Position in company

Question Title

* 4. Has your organisation conducted a TF risk assessment (i.e. as part of its institutional risk assessment or an independent TF assessment)?

Question Title

* 5. Does your organisation have risk mitigation policies and procedures that specifically refer to and address TF risk?

Question Title

* 6. Has your organisation implemented the targeted controls identified in its policies and procedures to mitigate against TF risk based on the findings of your TF risk assessment?

Question Title

* 7. Knowledge and understanding of TF Risk

Question Title

* 8. Have your employees had training in relation to TF and TF risk?

Question Title

* 9. Please indicate the preferred method used by your organisation to receive payments for services:

Question Title

* 10. What is the maximum amount of cash, per transaction, that your organisation will accept for payment of services?

Question Title

* 11. Please indicate the approximate percentage of total payments received via each method for the periods 2020 - 2023.

Private Sector Terrorist Financing Risk Assessment
Questionnaire
Date Period 2020-2023